中国激光, 2024, 51 (2): 0211001, 网络出版: 2024-01-04  

激光诱导击穿光谱结合随机森林的稀土矿石中钪元素定量分析

Quantitative Analysis of Sc in Rare‐Earth Ores via Laser‐Induced Breakdown Spectroscopy Combined with Random Forest
作者单位
1 合成与天然功能分子教育部重点实验室,西北大学化学与材料科学学院,陕西 西安 710127
2 西安石油大学化学化工学院,陕西 西安 710065
摘要
钪(Sc)被广泛用于固体氧化燃料电池、陶瓷材料、催化剂与轻质高温合金等的制造,是不可或缺的重要战略资源,稀土矿石中Sc元素的定量分析对于稀土矿的勘探、开采具有重要意义。笔者提出了一种基于激光诱导击穿光谱(LIBS)结合随机森林(RF)算法的稀土矿石样品中Sc元素定量分析的方法。首先,考察了不同光谱预处理方法对RF校正模型预测性能的影响;然后,利用变量重要性测量(VIM)进行RF校正模型输入变量的选择与优化。为了进一步验证VIM-RF模型的预测性能,将其与标准曲线法、偏最小二乘(PLS)以及基于波段选择的RF模型进行了比较。最后,在最优化的光谱预处理(WT)和VIM阈值(阈值为0.016)等条件下,建立了基于小波变换结合VIM的RF校正模型。结果表明,VIM-RF校正模型表现出了良好的预测性能:RCV2为0.9981,RMSECV为0.0430 mg/kg,MRECV为0.0047,RP2为0.9993,RMSEP为0.4964 mg/kg,MREP为0.0481。因此,LIBS技术结合RF算法可以有效实现稀土矿石中稀土元素Sc的定量分析,可为稀土矿石的品位分析与精准开采提供借鉴。
Abstract
Objective

Sc element is an indispensable strategic resource that is widely used in the manufacture of solid oxide fuel cells, ceramic materials, catalysts, and lightweight high-temperature alloys. Sc mainly exists in minerals, such as rare-earth ores, bauxites, uranium ores, and manganese iron ores. However, its scarcity (the Sc content in the crust accounting for approximately 0.0005%) and the high cost of extraction lead to the current shortage of Sc in the rare-earth market. Therefore, quantitatively analyzing the Sc content in rare-earth ores holds great significance for exploring and mining these ores. Laser-induced breakdown spectroscopy (LIBS) is an analytical detection technology based on the atomic emission spectrum of plasma generated by laser ablation of samples. The characteristic emission spectrum produced by the laser ablation of the sample surface determines the elemental composition and content of the samples. Compared to other technologies, LIBS offers numerous advantages such as no sample preparation, simultaneous multi-element analysis, on-site rapid detection, remote detection, real-time online detection, and microdamage detection. It is extensively used in various fields such as metallurgical analysis, geological exploration, environmental monitoring, and space exploration. However, the spectrum’s stability is affected by the sample’s matrix effect, the unevenness of the sample surface, and changes in the detection environment during the LIBS detection process. In recent years, multivariate correction methods, such as random forest (RF), partial least squares (PLS), artificial neural network (ANN), and support vector machine (SVM) successfully address and resolve these issues. These methods enhance the accuracy and precision of LIBS spectral analysis, yielding impressive results. RF is an integrated learning method that is based on a regression tree, stands out for its resistance to overfitting, high accuracy, and straightforward optimization of model parameters. It is in widespread use in LIBS spectral analysis. This study aims to explore the feasibility of combining LIBS with RF for the quantitative analysis of Sc in rare-earth ores.

Methods

In this study, a method for quantitative analysis of Sc in rare-earth ores based on laser-induced breakdown spectroscopy (LIBS) combined with a random forest (RF) algorithm had been proposed. Six rare-earth ore standard samples were prepared, and the reference values for the Sc content in rare-earth ore samples are shown in Table 1. Each powder sample was compressed into thin slices using a tablet press at 20 MPa for 5 min before the LIBS spectra were collected. Next, an LIBS device was set up to collect the spectra. To enhance the stability of the LIBS spectra of rare-earth ore samples, 16 sampling points were randomly chosen for LIBS spectra collection for each compressed piece. The LIBS spectra were obtained by accumulating five laser pulses and averaging them to minimize the effect of laser pulse fluctuations. A total of 96 spectral data points were collected from the six rare-earth ore samples (16 spectra for each sample). The influence of different spectral preprocessing methods on the performance of the RF model was then investigated, and variable importance measurement (VIM) was applied for feature screening and parameter optimization for the RF calibration model. To further validate the prediction performance of the RF model, it was compared with other models. Finally, a VIM-RF calibration model was established based on the optimized spectral preprocessing and VIM threshold conditions.

Results and Discussions

First, the influence of different spectral preprocessing methods on the performance of the RF model is investigated. As Table 2 demonstrates, the RF correction model processed by the WT (where the wavelet basis function is Coif5, and the decomposition level is 1) realizes better cross-validation and internal validation results within the correction set. Compared to the original spectral model, the cross-validation results of the WT-RF correction model show an increase in RCV2 from 0.9940 to 0.9965, a decrease in RMSECV from 0.0893 to 0.0556 mg/kg, and a decrease in MRECV from 0.0104 to 0.0060. Subsequently, VIM is applied for feature screening and parameter optimization for the RF calibration model. As Table 3 demonstrates, when the VIM threshold is chosen as 0.016, the RF correction model (with 795 input variables) realizes the best cross-validation and internal validation results within the correction set. Finally, to further verify the prediction performance of the RF model, it is compared with other models. As Fig.6 and Fig.7 demonstrate, the results show that the VIM-RF model exhibited excellent prediction performance (RCV2 is 0.9981, RMSECV is 0.0430 mg/kg, MRECV is 0.0047, RP2 is 0.9993, RMSEP is 0.4964 mg/kg, and MREP is 0.0481), indicating that the VIM-RF calibration model based on LIBS spectroscopy is a feasible method for the quantitative analysis of Sc in rare-earth ores.

Conclusions

This study establishes a method for detecting Sc in rare-earth ores based on LIBS combined with VIM-RF. First, the influence of different spectral preprocessing methods on the performance of the RF model is investigated. Then, variable importance measurement (VIM) is applied for feature screening and parameter optimization for the RF calibration model. To further verify the prediction performance of the RF model, it is compared with other models. Finally, a VIM-RF calibration model is established based on the optimized spectral preprocessing (WT) and VIM threshold (0.016) conditions. The results show that the VIM-RF model exhibits excellent prediction performance (RCV2 is 0.9981, RMSECV is 0.0430 mg/kg, MRECV is 0.0047, RP2 is 0.9993, RMSEP is 0.4964 mg/kg, MREP is 0.0481). Therefore, combining LIBS with RF is a feasible method for the quantitative analysis of Sc in rare-earth ores and provides insights and methods for grade analysis and accurate mining of rare-earth ores.

周嘉俊, 李茂刚, 张天龙, 汤宏胜, 李华. 激光诱导击穿光谱结合随机森林的稀土矿石中钪元素定量分析[J]. 中国激光, 2024, 51(2): 0211001. Jiajun Zhou, Maogang Li, Tianlong Zhang, Hongsheng Tang, Hua Li. Quantitative Analysis of Sc in Rare‐Earth Ores via Laser‐Induced Breakdown Spectroscopy Combined with Random Forest[J]. Chinese Journal of Lasers, 2024, 51(2): 0211001.

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